Complaint Status

Issued in compliance with SEBI Circular MRD/Dop/SE/Cir-10/2009 Dated September 03, 2009
Report 1A - Complaints received from clients against trading members during the current financial year    

1. Complaints received from clients against Trading Members during 2010-2011

 Complaints received from clients against Trading Members during 2010-2011 Complaints received from clients against Trading Members during 2010-2011

2. Complaints received from clients against Trading Members during 2011-2012

 Complaints received from clients against Trading Members during 2011-2012 Complaints received from clients against Trading Members during 2011-2012
Report 1B - Redressal of complaints lodged by clients against trading members during the previous financial year Redressal of complaints lodged by clients against trading members during the previous financial year Redressal of complaints lodged by clients against trading members during the previous financial year
Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year Redressal of complaints lodged by clients against trading members during the current financial year Redressal of complaints lodged by clients against trading members during the current financial year
Report 4A - Penal actions against trading members during the previous financial year Penal actions against trading members during the previous financial year Penal actions against trading members during the previous financial year
Report 4B - Penal actions against trading members during the current financial year Penal actions against trading members during the current financial Year Penal actions against trading members during the current financial year

Arbitration Status

Issued in compliance with SEBI Circular CIR/MRD/DSA/24/2010 Dated August 11, 2010

Format A - Disposal of Arbitration Proceedings (where client is a party) initiated since April 1, 2010

 Complaints received from clients against trading members during the current financial year Complaints received from clients against trading members during the current financial year

Format B - Arbitrator-wise Arbitration Proceedings (where client is a party) disposed of since April 1, 2010

 Redressal of complaints lodged by clients against trading members during the previous financial year Redressal of complaints lodged by clients against trading members during the previous financial year

Format C - Disclosure of Arbitration and Appellate Arbitration Awards Passed since April 1, 2007

 Redressal of complaints lodged by clients against trading members during the current financial year Redressal of complaints lodged by clients against trading members during the current financial year