| Compliance is the state
of being in accordance with the relevant provisions and
established guidelines framed by regulator(s).
Our role is to take efforts towards facilitating our
members function in accordance with the provisions of
Securities Contract (Regulation) Act, 1956 and Rules
framed there-under; SEBI (Stock Brokers and Sub Brokers)
Regulations, 1992 and Circulars issued there-under and
the Rules, Bye-laws, Regulations and Circulars of the
Exchange and the Clearing Corporation.
Regulatory compliance is a prevalent business concern
because of an ever-increasing number of regulations
and a fairly wide-spread lack of understanding about
what is required for a member to be in compliance with
relevant regulatory requirements.
In order to educate the members on the salient features
of compliance with relevant regulatory stipulations,
the Exchange has put in order, a Compliance Manual. |
