Regulatory orders/ Arbitral Awards
Relevant SEBI Circular
Relevant SEBI Circular
Regulatory Orders
Against the listed Company(s)

S. No.

Date

Name of the Company

Orders

1.

--

--

--

 

Against the Trading / Clearing Member(s)

S. No.

Date

Name of the Trading/ Clearing Member

Orders

1.

5-20-2010

Sunchan Securities Ltd

2.

6-23-2010

Ganga Yamuna Finvest Pvt. Ltd.

3.

11-9-2011

Mudra Bullions Pvt Ltd.

 

Arbitral Awards

S. No.

Date

Name of Party / Client

Name of TM

Name of Arbitrator(s)

Awards

1.

8-5-2011

Ms. Manjulika Rani

Religare Securities Ltd.

R.K.Ahooja

A.M. No. 01/2011

2.

8-5-2011

Mr. Mahinder Pal Gupta

Religare Securities Ltd.

R.K.Ahooja

A.M. No. 02/2011

3.

11-2-2011

Mr. Mohit Kumar

Religare Securities Ltd.

R.K.Ahooja

A.M. No. 03/2011